Civic Assets Financial Assets Knowledge Assets Human Assets

Privacy Policy and Disclosure

Brian Britt is an independent registered advisor of CONCERT Wealth Management, Inc. a registered investment advisory firm. CONCERT requires that you provide current and accurate financial and personal information. CONCERT will protect the information you have provided in a manner that is safe, secure and professional. CONCERT and its employees are committed to protecting your privacy and to safeguarding that information.

Safeguarding Customer Documents

CONCERT collects non-public customer data in checklists, forms, in written notations, and in documentation provided to us by our customers for evaluation, registration, licensing or related consulting services. CONCERT also creates internal lists of such data. During regular business hours access to customer records is monitored so that only those with approval may access the files. During hours in which the company is not in operation, the customer records will be locked. No individual who is not so authorized shall obtain or seek to obtain personal and financial customer information. No individual with authorization to access personal and financial customer information shall share that information in any manner without the specific consent of a firm principal. Failure to observe these procedures regarding customer and consumer privacy will result in discipline and may lead to termination. Sharing Nonpublic Personal and Financial Information.

Sharing Nonpublic Personal and Financial Information

CONCERT is committed to the protection and privacy of its customers’ and consumers’ personal and financial information. CONCERT will not share such information with any affiliated or non-affiliated third party except:

• When necessary to complete a transaction in a customer account, such as with the clearing firm or account custodians;

• When required to maintain or service a customer account;

• To resolve customer disputes or inquiries;

• With persons acting in a fiduciary or representative capacity on behalf of the customer;

• With rating agencies, persons assessing compliance with industry standards, or to the attorneys, accountants and auditors of the firm;

• In connection with a sale or merger of CONCERT’s business;

• To protect against or prevent actual or potential fraud, identity theft, unauthorized transactions, claims or other liability;

• To comply with federal, state or local laws, rules and other applicable legal requirements;

• In connection with a written agreement to provide investment management or advisory services when the information is released for the sole purpose of providing the products or services covered by the agreement;

• In any circumstances with the customer’s instruction or consent; or
Pursuant to any other exceptions enumerated in the California Information Privacy Act.

• Opt-Out Provisions

It is not a policy of CONCERT to share nonpublic personal and financial information with affiliated or unaffiliated third parties except under the circumstances noted above. Since sharing under the circumstances noted above is necessary to service customer accounts or is mandated by law, there are no allowances made for clients to opt out.

Disclosure

This website is for informational purposes only and does not constitute a complete description of our investment services or performance. The information contained in this website should not be construed as investment advice, recommendations, or solicitations to buy or sell securities. There are risks associated with investing including possible loss of principal. Clients should consult their advisor with regard to any questions they may have and independent advice should be sought in all cases. Information throughout this site, whether stock quotes, charts, articles, or any other statement or statements regarding market or other financial information, is obtained from sources which we, and our suppliers believe reliable, but we do not warrant or guarantee the timeliness or accuracy of this information. Nothing on this website should be interpreted to state or imply that past results are an indication of future performance. Neither our information providers nor we shall be liable for any errors or inaccuracies, regardless of cause, or the lack of timeliness of, or for any delay or interruption in the transmission thereof to the user. There are no warranties, expressed or implied, as to accuracy, completeness, or results obtained from any information posted on this or any “Linked” website. External Internet addresses contain information created, published, maintained, or otherwise posted by institutions or organizations independent of CONCERT. CONCERT Wealth Management, Inc. does not endorse, approve, certify, or control these external Internet addresses and does not guarantee or assume responsibility for the accuracy, completeness, efficacy, timeliness, or correct sequencing of information located at such addresses. Use of any information obtained from such addresses is voluntary, and reliance on it should only be undertaken after an independent review of its accuracy, completeness, efficacy, and timeliness. Reference therein to any specific commercial product, process, or service by trade name, trademark, service mark, manufacturer, or otherwise does not constitute or imply endorsement, recommendation, or favoring by CONCERT. CONCERT Wealth Management, Inc. is a Registered Investment Advisor, and provides individual client services only in states in which it is filed or where an exemption or exclusion from such filing exists. Registration with the SEC does not imply a certain level of skill or training.


Site Search: